Cosgrove Simpson

01/02/2026

Cosgrove Simpson Nets Six Figures for Retirement Investors

With Max Simpson taking the lead, an elderly couple represented by Cosgrove Simpson brought state court claims against an investment adviser for Breach of Fiduciary Duty, among other claims.

10/09/2025

10/07/2025

FINRA Discloses Its September 2025 Disciplinary and Other Actions

The self-regulatory body that monitors the conduct of financial professionals just issued its results for last month. The following are just...

10/06/2025

⚠️ Fraud Warning: ⚠️
Cosgrove Simpson has been made aware that the owner of a "Caroline Cosgrove" Facebook account is claiming to be associated with our firm. The owner of this account is asking people to send retainer funds to them. This account and its owner are in no way affiliated with our law firm. We appreciate the individuals who took the time to reach out to us and advise us of this scam. Please reach out to our office directly if you are ever contacted by someone on social media claiming to be with our firm and asking for funds over a social media platform.

08/04/2025

HAVE YOU BEEN CONTACTED BY A STATE SECURITIES COMMISSIONER?

In the early 2000’s, David Cosgrove was the Commissioner of Securities for the state of Missouri. In that role, David was the state’s liaison to the national organization of state securities commissioners, knows as NASAA. By 2007, David had returned to private practice and was defending individuals and companies that were dealing with state securities regulators.
Cosgrove Simpson has represented dozens of individuals and companies since that time. If you have received any inquiry or subpoena from a state securities regulator, give us a call and we will do our best to guide you through the process.

07/16/2025

COURT OF APPEALS REFUSES TO ENFORCE ARBITRATION PROVISION https://securitiesandinvestmentblog.blogspot.com/2025/07/court-of-appeals-refuses-to-enforce.html

03/18/2025

Cosgrove Simpson welcomes Holly H. Walker to our team! Ms. Walker worked in the areas of banking and wealth management prior to attending law school. She earned a Bachelor of Science in Business with a concentration in Finance from Colorado State University and her law degree from Saint Louis University School of Law.

10/08/2024

Cosgrove Law Group, LLC's David Cosgrove and Brian St. James discuss the future of non-compete agreements in a recent interview

David Cosgrove and Brian St. James were recently interviewed by writer Kallie Cox for her article "Uncertainty Looms for Non-compete Policies as Federal Ban Faces Legal Hurdles."