Rex Securities Law

06/03/2026

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Joshua David Chapin

Last Updated: June 2026 Here's What You Need to Know About Corona Del Mar, California Stockbroker Josh Chapin…...

Last Updated: June 2026 Here’s What You Need to Know About Corona Del Mar, California Stockbroker Josh Chapin Name: Joshua David Chapin Alias: Josh Chapin CRD Number: 5825638 Current Employer: Emerson Equity LLC Prior Employers: Parkland Securities, LLC; SPC; Prudential Financial Planning Services...

05/30/2026

Rex Securities Law Investment Fraud Attorney Investigates Former LPL Financial Broker Bradley David Carrier

Last Updated: May 2026 – Altamonte Springs, FL Here’s what you need to know about Bradley David Carrier. CRD Number: 7494979 Bradley David Carrier Current Employer: Not currently registered with FINRA Most Recent Investment Advisory Affiliation: Synergy Investment Management LLC Primary Location: Altamonte Springs, Florida Function: Stockbroker / Financial Advisor Prior Employers: LPL Financial LLC, MML Investors Services, LLC Other Business Affiliations:...

05/30/2026

Rex Securities Law Investment Fraud Attorney Investigates Robert Ainbinder, a Former WestPark Capital Broker

Last Updated: May 2026 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker Robert Edward Ainbinder Jr.: Name: Robert Edward Ainbinder Jr. CRD Number: 2389470 Current Registration Status: Not currently registered with any FINRA-member firm Most Recent Firms: WestPark Capital, Inc. (2022–2023; Boca Raton, FL) Univest Securities, LLC (2020–2021; New York, NY) WestPark Capital, Inc....

05/30/2026

Rex Securities Law Investment Fraud Attorney Investigates Alvaro Mauricio Jiron, Broker with LPL Financial LLC

Last Updated: May 2026 — Coral Gables, FL Here’s what you need to know about Coral Gables, FL stockbroker Alvaro Jiron, a broker with LPL Financial: Name: Alvaro Mauricio Jiron Current Employer: LPL Financial LLC (since 2/2023) Prior Firms: Infinex Investments, Inc. (2016–2023) J.P. Morgan Securities LLC (2014–2016) LPL Financial LLC (2009–2014) Ameriprise Financial Services, Inc. (2009) VALIC Financial Advisors, Inc....

05/30/2026

Rex Securities Law Investment Fraud Attorney Investigates Samuel Izaguirre, Broker with LPL Financial LLC

Last Updated: May 2026 — Miami Lakes, FL Here’s what you need to know about Miami Lakes, FL stockbroker Samuel Izaguirre: Name: Samuel Izaguirre Current Employer: LPL Financial LLC (since 2011) Prior Firms: Independent Financial Partners (2015–2018) Chase Investment Services Corp. (2009–2011) WaMu Investments, Inc. (2004–2009) Other Business Affiliations: SI Wealth Management, LLC (investment-related entity) S & J Family Properties, LLC…...

05/30/2026

Rex Securities Law Investment Fraud Attorney Investigates Ryan Masters, a Broker formerly with Stifel Nicolaus & Co.

Last Updated: May 2026 — Coral Gables, FL Here’s What You Need to Know About Coral Gables, Florida Stockbroker Ryan R. Masters: Name: Ryan Richard Masters Current Employer: Morgan Stanley, 220 Alhambra Circle, 10th Floor, Coral Gables, FL 33134 (since 2/2025) Prior Firms: Stifel, Nicolaus & Company, Incorporated (12/2015-2/2025) ; Barclays Capital Inc.; Morgan Stanley Smith Barney LLC CRD number:...

05/30/2026

Rex Securities Law Investment Fraud Attorney Investigates Robert Sperber, a broker formerly with Stifel Nicolaus & Co.

Last Updated: May 2026 — Coral Gables, Florida Here’s What You Need to Know About Coral Gables, Florida Stockbroker Robert Sperber Name: Robert Dean Sperber Current Employer: Morgan Stanley (since 2/2025) Prior Firms: Stifel, Nicolaus & Company, Incorporated (12/2015-2/2025) ; Barclays Capital Inc.; Morgan Stanley Smith Barney; Citigroup Global Markets Inc.; UBS Financial Services Inc.; CIBC World Markets; PaineWebber Incorporated; Smith Barney Shearson Inc.; Lehman Brothers Inc....

05/30/2026

Rex Securities Law Investment Fraud Attorney Investigates Hector Mena, Broker with Cetera Wealth Services, LLC

Last Updated: May 2026 — Hypoluxo, FL Here’s what you need to know about Hypoluxo, FL stockbroker Hector Mena: Name: Hector Alberto Mena CRD Number: 5400535 Current Employer: Cetera Wealth Services, LLC (Registered Representative since November 2021) Cetera Investment Advisers LLC (Investment Adviser Representative since July 2023) Prior Firms: Wells Fargo Clearing Services, LLC (2016–2021) Edward Jones (2007–2016) Other Business Affiliations:...

05/30/2026

Rex Securities Law Investment Fraud Attorney Investigates Lino J. Gutierrez, a Former Merrill Lynch Broker

Last Updated: May 2026 — Stuart, FL Here’s what you need to know about Stuart, FL stockbroker Lino J. Gutierrez: Name: Lino J. Gutierrez Aliases: Joe Gutierrez, Lino Gutierrez, Lino Joe Gutierrez CRD Number: 5527598 Current Registration Status: Not currently registered with any FINRA-member firm Most Recent Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated (2017–2025) Prior Firms: Wells Fargo Clearing Services, LLC (2013–2017)...

05/30/2026

Rex Securities Law Investment Fraud Attorney Investigates Kevin C. Forrest, a Broker with Morgan Stanley

Last Updated: May 2026 — Miami, Florida Here’s What You Need to Know About Miami, Florida Stockbroker Kevin Forrest Name: Kevin Christopher Forrest Current Employer: Morgan Stanley Prior Firms: None disclosed Other Business Affiliations: Zack’s Auto Service CRD Number: 5873266 Stockbroker / Financial Advisor: Yes Can Broker be Sued in FINRA: Yes Current Customer Dispute Seeks Total Damages of: $2,000,000…...