Hamilton & Associates Law Group, P.A.

05/28/2026

Discover who handles IPO marketing and how to navigate strict SEC guidelines. Learn how deal teams leverage Rule 134 and Rule 163B to avoid gun-jumping

05/28/2026

https://www.securitieslawyer101.com/2026/04/30/uplisting-after-going-public-moving-from-otc-to-nasdaq-or-nyse-2026-edition/

Learn how to uplist from OTC to Nasdaq or NYSE in 2026. This 2026 guide to OTC uplisting. Features updated standards for Nasdaq and NYSE American.

05/25/2026

Master the Form S-1 registration statement. Learn how to navigate Regulation S-K items, financial requirements, and the SEC review process to go public successfully.

05/20/2026

The SEC rescinded Rule 202.5(e), ending its long-standing no-deny settlement policy and allowing enforcement settlements without requiring defendants to agree not to publicly deny allegations.

05/20/2026

Learn how Rule 701 applies to stock issuances while a Form S-1 is pending, including IPO integration, SEC 2026 guidance, cheap stock, and S-1 disclosure.

05/16/2026

SEC Legal Opinion Requirements for Registered Offerings: What Issuers Need to Know

Learn when the SEC requires a legal opinion in registered offerings, what counsel must cover, and common issues involving legality opinions, tax opinions, shelf offerings, warrants, debt securities, and consents.

05/16/2026

Legal Opinion, Rule 144 Opinion and Section 4(a)(1) Opinion: SEC Resale Basics for Restricted Securities

Learn when a legal opinion, Rule 144 opinion or Section 4(a)(1) opinion may be needed for SEC resale exemptions, legend removal, transfer agent review and restricted securities transactions.