Securities Lawyer

09/03/2026

SEC Proposes to Modernize Rules for Registered Transfer Agents
The Securities and Exchange Commission today proposed to update the rules and forms that apply to registered transfer agents.Transfer agents are a key component of the national clearance and settlement system. Transfer agents now perform a more diverse…
SEC Press Release

For more information, contact the securities lawyers at Sallah Astarita & Cox, at 212-509-6544 or visit Securities Lawyer
SECLaw.com is the online source of securities law new, tips and commentary. Online since 1995 it is the recognized leader in the area, so much so that other attorneys have been reduced to using "seclaw" in their website names in an effort to gain from the site's popularity.



https://seclaw.com/sec-proposes-to-modernize-rules-for-registered-transfer-agents/

SEC Proposes to Modernize Rules for Registered Transfer Agents - news from SECLaw

09/02/2026

SEC Announces Agenda and Panelists for Roundtable on Preparations for 24-Hour Trading
The Securities and Exchange Commission today announced the agenda and panelists for its Sept. 17, 2026, roundtable on preparations for 24-hour trading.The roundtable will be held at the SEC’s headquarters at 100 F Street, N.E., Washington, D.C., from 10…
SEC Press Release

For more information, contact the securities lawyers at Sallah Astarita & Cox, at 212-509-6544 or visit Securities Lawyer
SECLaw.com is the online source of securities law new, tips and commentary. Online since 1995 it is the recognized leader in the area, so much so that other attorneys have been reduced to using "seclaw" in their website names in an effort to gain from the site's popularity.



https://seclaw.com/sec-announces-agenda-and-panelists-for-roundtable-on-preparations-for-24-hour-trading/

SEC Announces Agenda and Panelists for Roundtable on Preparations for 24-Hour Trading - news from SECLaw

09/02/2026

As September begins, protect your securities career with The depth of our experience by calling 212-509-6544 or emailing [email protected].

09/01/2026

SEC and FDA Announce MOU to Bolster Cooperation and Ensure Market Integrity
The Securities and Exchange Commission and the Food and Drug Administration today announced that they have entered into a Memorandum of Understanding (MOU) designed to assist the agencies in carrying out their respective missions of ensuring the…
SEC Press Release

For more information, contact the securities lawyers at Sallah Astarita & Cox, at 212-509-6544 or visit Securities Lawyer
SECLaw.com is the online source of securities law new, tips and commentary. Online since 1995 it is the recognized leader in the area, so much so that other attorneys have been reduced to using "seclaw" in their website names in an effort to gain from the site's popularity.



https://seclaw.com/sec-and-fda-announce-mou-to-bolster-cooperation-and-ensure-market-integrity/

SEC and FDA Announce MOU to Bolster Cooperation and Ensure Market Integrity - news from SECLaw

08/29/2026

SEC Proposes Amendments to Exchange Act Rule 3a12-8 to Add European Union Debt Obligations
The Securities and Exchange Commission today proposed amendments to Rule 3a12-8 under the Securities Exchange Act of 1934 to add the debt obligations of the European Union (EU) to the list of foreign government debt obligations designated as “exempted…
SEC Press Release

For more information, contact the securities lawyers at Sallah Astarita & Cox, at 212-509-6544 or visit Securities Lawyer
SECLaw.com is the online source of securities law new, tips and commentary. Online since 1995 it is the recognized leader in the area, so much so that other attorneys have been reduced to using "seclaw" in their website names in an effort to gain from the site's popularity.



https://seclaw.com/sec-proposes-amendments-to-exchange-act-rule-3a12-8-to-add-european-union-debt-obligations/

SEC Proposes Amendments to Exchange Act Rule 3a12-8 to Add European Union Debt Obligations - news from SECLaw

08/29/2026

If a regulatory inquiry lands, what would you review first? The depth of our experience is here at 212-509-6544 or [email protected].

08/28/2026

SEC: 38 Entities Feigned Legitimacy as U.S. Advisers Through False Filings to Lure Retail Investors
The Securities and Exchange Commission today charged 38 entities alleging that they made material misrepresentations in Forms ADV filed with the Commission between 2025 and 2026 to falsely portray themselves as legitimate advisory firms to U.S. investors…
SEC Press Release

For more information, contact the securities lawyers at Sallah Astarita & Cox, at 212-509-6544 or visit Securities Lawyer
SECLaw.com is the online source of securities law new, tips and commentary. Online since 1995 it is the recognized leader in the area, so much so that other attorneys have been reduced to using "seclaw" in their website names in an effort to gain from the site's popularity.



https://seclaw.com/sec-38-entities-feigned-legitimacy-as-u-s-advisers-through-false-filings-to-lure-retail-investors/

SEC: 38 Entities Feigned Legitimacy as U.S. Advisers Through False Filings to Lure Retail Investors - news from SECLaw

08/26/2026

Promissory note disputes require careful strategy, and The depth of our experience is reachable at 212-509-6544 or [email protected].

08/23/2026

The depth of our experience includes 30+ years and 600+ securities arbitration cases. Visit https://www.securitieslawyer.us, call 212-509-6544, or email [email protected].

08/20/2026

SEC Charges Former Executives With Fraud in Connection With $1.9 Billion Collapse of Subprime Auto Lender Tricolor
The Securities and Exchange Commission today charged Daniel Chu, Jerome Kollar, and Ameryn Seibold, the former CEO, CFO, and Senior Director of Finance, respectively, at Texas-based Tricolor Holdings, LLC, for their roles in an alleged multi-year scheme…
SEC Press Release

For more information, contact the securities lawyers at Sallah Astarita & Cox, at 212-509-6544 or visit Securities Lawyer
SECLaw.com is the online source of securities law new, tips and commentary. Online since 1995 it is the recognized leader in the area, so much so that other attorneys have been reduced to using "seclaw" in their website names in an effort to gain from the site's popularity.



https://seclaw.com/sec-charges-former-executives-with-fraud-in-connection-with-1-9-billion-collapse-of-subprime-auto-lender-tricolor/

SEC Charges Former Executives With Fraud in Connection With $1.9 Billion Collapse of Subprime Auto Lender Tricolor - news from SECLaw