Steve Mills Attorney

06/09/2021

One area in which we have particular expertise pertains to the Financial Industry Regulatory Authority, or FINRA. As the gatekeeper for many issues small public companies face, we can shepherd you through the process to make sure you are compliant with this agency.

Dealing with reverse splits, name changes and changes in capital structure can be a complex web with FINRA — we are able to cut to the chase for compliance. Find out more on our website: https://goto.sc/1Tb1

06/07/2021

We can't always see the road ahead, but that doesn't mean it's time to give up.

06/04/2021

Sometimes, investing in the stocks can be a trigger for anxiety. We're sharing how you can quell fears in order to strengthen your own financial future. It's worth a read!

It’s a fact that the stock market offers the most accessible way to substantially grow your savings over time. Though, one of the obstacles to finding success in the stock market can be anxiety. The idea that you might make a wrong move that can spell financial disaster is enough to keep some peop...

06/02/2021

Are You FINRA compliant? You need a compliance program that can adapt to a changing regulatory environment. We can help.

05/28/2021

We know that time is money. And that unnecessary delays can make or break your business. You can count on us to provide legal services in a prompt, efficient and cost-effective manner.

05/26/2021

To say that there are many rules and nuances in how tax law is introduced is a great understatement. This particular duty of Congress members is more involved than others. It’s good to know how bills become law in order to better understand the time it takes, and the power your legislators have to put tax law on the books.

Marie Sapirie argues that the precedents the parliamentarians and Senate staffers use to decide whether tax provisions in a reconciliation bill fit within the guidelines of the Byrd rule, which governs what can be included in legislation passed through the reconciliation process, are opaque.

05/26/2021

We are excited to announce the winner of our National Parks contest —Kenneth N.! Kenneth says he plans to put the annual America the Beautiful pass and gift card to Sierra Trading Post to use with an upcoming trip to Hot Springs National Park. Congratulations, Kenneth! Enjoy your travels.

05/24/2021

The securities world is complex and ever-changing. You need an attorney you can trust.

We can help with 144 and 4(a)(1) Opinion Letters, S-1 Registrations, Reg-A Registrations, SEC Compliance, OTC Markets Compliance, FINRA Compliance, Public Shell Companies, Escrow Services, Public Offerings and General Corporate Law issues.

05/21/2021

It's time for (digital) spring cleaning! Here's how to clean up and organize your digital world.

It’s that time of the year for cleaning and organizing. It’s also a good time to do the same with your digital world! Here is a four-week program from The Better Business Bureau and the National Cyber Security Alliance designed to help you organize and protect your digital assets. Week 1: Clean ...

05/19/2021

It hasn’t happened yet, but market forecasters are advising people to investors to be leery of the bubble, especially for stocks that have seen huge rises, despite the pandemic. Forbes Advisor is suggesting careful consideration of investment in these more volatile stocks for a quick gain if you want to avoid a bubble situation. A diversified mix of index funds can help minimize risks, according to the article.

05/17/2021

Can failure actually help you and your business be more innovative?

05/17/2021

ONE DAY LEFT! Think of how amazing it would be to hit as many national parks, monuments and rec areas as possible with your American the Beautiful pass and your $400 worth of Sierra Trading Post gear. Click below to enter to win. And share if you want your friends to have the chance to win as well! Maybe if they win, they'll bring you along :) https://goto.sc/1RUx