The Securities Lawyers

05/18/2022

If you have a claim against your broker for most cases the forum is FINRA Arbitration.

When you signed up for your account, you likely signed an agreement that said you would resolve any disputes through binding FINRA Arbitration.

Read more FAQ's: https://the-securities-lawyers.com/faq

05/11/2022

"The sooner you can start getting your records together and keeping all of your records in order, it's probably going to end up helping prevent dismissal of your case."

Hear more from Attorney Seth Hill about the importance of keeping good records & documents 🔽

Attorney Seth Hill from Halling & Cayo, S.C. discusses the importance of keeping good documents and records if you are planning to have to go to court.Contac...

04/28/2022

William Weisbrod, previously registered broker and investment adviser formerly with Purshe Kaplan Sterling Investments is involved in customer disputes over alleged breach of fiduciary duty, fraud and unsuitable transactions.

If you were a client of William Weisbrod and Purshe Kaplan Sterling Investments and lost money in your account, we are interested in discussing a potential claim with you: https://the-securities-lawyers.com/william-weisbrod-customer-dispute

04/26/2022

The Securities Lawyers at Halling & Cayo, S.C. have filed claims on behalf of investors that were sold GWG L bonds.

If you were sold an L bond investment, you may be entitled to file a claim against the Broker that sold you the investment. The basis for liability against your Broker may be due to the fact that your Broker did not discharge its duty to ensure that the L bond investment was appropriate.

Learn more below ⬇️

Recover losses from GWG L Bonds. If you feel your broker or financial advisor has made an unsuitable investment or recommendation in a GWG L Bond, contact us for a free consultation.

04/19/2022

Young Min Kim, broker and investment advisor with Centaurus Financial is involved in customer disputes over alleged unsuitable and illiquid investments.

If you were a client of Young Min Kim and lost money in your account, we may be able to help you: https://the-securities-lawyers.com/young-min-kim-customer-dispute

04/14/2022

According to public records, there has been 1 recent allegation against Lei Shen, former broker of LPL Financial and Independent Financial Group, accusing the financial professional of unsuitable investments.

Learn more about the case: https://the-securities-lawyers.com/lei-shen-customer-dispute

04/06/2022

See how we can help you: https://the-securities-lawyers.com/

10/19/2021

We're looking into cases for victims of discharged brokers.

According to public records, Hayk Papoyan has been discharged from MML Investors Services for connection with undisclosed outside business activity.

If you were a client of Hayk Papoyan, we would like to discuss a potential claim with you: https://the-securities-lawyers.com/hayk-papoyan-customer-dispute

10/14/2021

Xiangyu Zhang, a previously-registered broker formerly with Wells Fargo Clearing Services, is involved in customer disputes over alleged unsuitable investments. Learn about the case or contact us if you were a customer of Zhang's: https://the-securities-lawyers.com/xiangyu-zhang-customer-dispute

10/13/2021

👊 TERM OF THE MONTH 👊

09/28/2021

According to public records, there have been 6 recent allegations against Perry De Leeuw, 4 of which accuse the former broker of investing in outside businesses that were undisclosed to them. Let us know if you were a client of Perry De Leeuw and PFS Investments and lost money in your account. We can help: https://the-securities-lawyers.com/perry-de-leeuw-customer-dispute

09/22/2021

Jeffrey Senglaub has had three recent customer disputes from clients claiming losses from alleged unsuitability. If you were a client of Jeffrey Senglaub and Independent Financial Group and lost money in your account, we are interested in discussing a potential claim with you. Learn more: https://the-securities-lawyers.com/jeffrey-cohen-customer-dispute