Kaplan Rothstein Prüss Peraza, P.A.

Kaplan Rothstein Prüss Peraza, P.A. We represent individual and institutional investors who are victims of Wall Street investment fraud and stockbroker misconduct.

Dimond Kaplan & Rothstein, P.A., is an AV-rated* litigation boutique law firm that has been recognized as a "Top Law Firm" by the South Florida Legal Guide every year since 2006. We represent investors throughout the United States and overseas in stockbroker negligence, stockbroker misconduct, and investment fraud cases, plaintiffs and defendants in commercial litigation matters and plaintiffs in class-action litigation.

⚠️ Your phone suddenly loses service. Minutes later, your crypto exchange account is emptied. This is how a SIM swap att...
05/11/2026

⚠️ Your phone suddenly loses service. Minutes later, your crypto exchange account is emptied. This is how a SIM swap attack unfolds. Call (888) 578-6255 to discuss your situation.

The Psychology Behind That $475 Price Tag on a Scam WebsiteCriminals don't pick random numbers.That "designer" handbag a...
05/07/2026

The Psychology Behind That $475 Price Tag on a Scam Website

Criminals don't pick random numbers.

That "designer" handbag at $389. The electronics bundle at $612. These figures represent calculated decisions.

Behavioral economists identified a specific range where consumer action stalls. Lose $50? Most write it off. Lose $3,000? Immediate panic triggers aggressive response. But losses between $300-$800 create decision paralysis. Is this worth navigating automated phone systems all Saturday?

Scammers exploit this hesitation professionally.

Kaplan Rothstein Prüss Peraza, P.A. represents Miami-area residents victimized by online retail fraud.

(888) 578-6255

Have you been charged undisclosed fees or seen deceptive advertising? Banks, insurance companies, and other businesses c...
04/21/2026

Have you been charged undisclosed fees or seen deceptive advertising? Banks, insurance companies, and other businesses can violate laws concerning lending, sales, and other business practices, and they may fail to disclose certain fees. Kaplan Rothstein Prüss Peraza pursues class action lawsuits on behalf of consumers for misconduct including Truth-In-Lending Act violations; Deceptive and Unfair Trade Practices Act violations; investor fraud; defective products; multi-level marketing; and insurance fraud. From our offices in Miami, Los Angeles, and New York we serve clients both statewide and nationwide. If you have been victimized, contact Kaplan Rothstein Prüss Peraza for a consultation: (888) 578-6255.

The Document You Shouldn't IgnoreIf you see unexpected transactions, improper asset allocation or lack of diversificatio...
04/20/2026

The Document You Shouldn't Ignore

If you see unexpected transactions, improper asset allocation or lack of diversification, margin liquidations, excessive trading ("churning"), misrepresentations or non-disclosure of risks, or unauthorized trades in your account, you may have a claim for investment fraud or stockbroker misconduct.

Our securities fraud lawyers have helped individual and institutional investors recover more than $200 million from some of the largest banks and brokerage firms, including Morgan Stanley, UBS, Merrill Lynch, Wells Fargo, Wachovia, Raymond James, Prudential, JP Morgan Chase, and Deutsche Bank.

Many brokerage agreements require binding FINRA arbitration. Kaplan Rothstein Prüss Peraza has significant experience representing investors in FINRA securities arbitration proceedings and securities fraud disputes.

We represent investors from our offices in Miami, West Palm Beach, Los Angeles, and New York, and we represent clients throughout the United States and Latin America.

Contact an experienced investment fraud attorney. Call (888) 578-6255

When Trust Becomes a TransactionYou hired someone to protect your financial future. If your account shows unexpected los...
04/15/2026

When Trust Becomes a Transaction

You hired someone to protect your financial future. If your account shows unexpected losses, excessive trading, or holdings that don't match your goals, it may be more than bad luck.

What erosion can look like:
- Unsuitable recommendations that don't align with your objectives or risk tolerance
- Improper asset allocation or lack of diversification
- Margin losses from involuntary liquidations
- "Churning" or excessive trading to generate commissions
- Misrepresentations about an investment and its risks
- Unauthorized trading or failure to follow instructions

This can be a legal problem, not just a market downturn. When performance serves others' interests over yours, legal remedies may be available.

Our team at Kaplan Rothstein Prüss Peraza, P.A. represents victims of investment fraud and stockbroker misconduct. Our securities fraud lawyers have helped investors recover more than $200 million from major banks and brokerage firms, including Morgan Stanley, UBS, Merrill Lynch, Wells Fargo, Raymond James, and JP Morgan Chase.

FINRA arbitration is often the required forum for these claims, and our attorneys have significant experience in FINRA securities arbitration proceedings.

We represent investors throughout the United States and Latin America from offices in Miami, West Palm Beach, Los Angeles and New York.

📞 (888) 578-6255

A billing charge you want to dispute could be part of a broader consumer fraud issue. Banks, insurance companies, and ot...
04/11/2026

A billing charge you want to dispute could be part of a broader consumer fraud issue. Banks, insurance companies, and other financial institutions sometimes violate laws concerning lending, sales, and other business practices. Companies may sell defectively designed or manufactured products, and businesses can engage in deceptive advertising and promotions or fail to disclose certain fees. These practices can affect many consumers, and we pursue class action lawsuits on behalf of those harmed.

We handle: Truth-In-Lending Act violations; Deceptive and Unfair Trade Practices Act violations; Investor fraud; Defective products; Multi-level marketing; Insurance fraud.

From our offices in Miami, Los Angeles and New York, we serve clients statewide, nationwide and worldwide. If you have been victimized, contact the consumer fraud attorneys at Kaplan Rothstein Prüss Peraza for a FREE consultation. Call (888) 578-6255.

When Your Own Community Becomes the Target: How Scammers Exploit Russian‑Speaking NetworksScammers frequently target Rus...
04/10/2026

When Your Own Community Becomes the Target: How Scammers Exploit Russian‑Speaking Networks

Scammers frequently target Russian‑speaking New York communities by using Russian‑language social media, messaging apps (including Telegram and WhatsApp), and word‑of‑mouth community networks to build trust before promoting fraudulent cryptocurrency schemes. They leverage cultural connections and shared experiences to appear legitimate, which can make it harder to spot deception.

Warning signs to watch for:
- Promises of guaranteed or risk‑free cryptocurrency returns
- Pressure to act quickly or to accept opportunities through unofficial channels
- Requests to keep investments secret from family or to recruit other community members for bonuses
- Testimonials or stories presented as coming from trusted community members

Know your rights and steps to take: securities fraud laws apply regardless of how an investment was pitched, and victims should document everything, communications (in Russian or English), transaction records, wallet addresses, and screenshots. Courts and investigators can use translated communications and transaction records as evidence. Act promptly: digital evidence can become harder to trace over time, and statutory deadlines may affect legal options.

If you believe you were targeted, seek legal help and verify investment registrations through official databases (SEC/FINRA) before sending money. Kaplan Rothstein Prüss Peraza, P.A. offers assistance and multilingual consultations. Call (888) 578-6255 for support.

Imagine this: You've trusted a broker with your retirement savings. Then you discover unauthorized trades, unsuitable in...
04/09/2026

Imagine this: You've trusted a broker with your retirement savings. Then you discover unauthorized trades, unsuitable investments, or outright misrepresentation. The losses are real and the betrayal stings.

What now?

Many investors assume their only path is a lengthy court battle. But FINRA arbitration offers an alternative that's typically faster and less formal than traditional litigation.

Here's what the process looks like:

Filing requires submitting a Statement of Claim and Submission Agreement. Most investors now file electronically through FINRA's DR Portal, which streamlines the process regardless of where you live.

The timeline matters. While similar court cases often take 18 months to three years, FINRA arbitration averages around 475 days from filing to decision. After hearings conclude, arbitrators typically issue their award within 30 business days.

Your claim amount affects your panel. Claims over $100,000 generally receive three arbitrators, while smaller claims follow simplified procedures designed to be more accessible.

One practical advantage: arbitration hearings can be scheduled around participants' availability, including evenings and weekends. The formal rules of evidence that apply in court don't govern these proceedings, making the process less intimidating for investors.

If broker misconduct cost you money, understanding your recovery options is the first step forward.

Questions about FINRA arbitration? Call Kaplan Rothstein Prüss Peraza, P.A. at (888) 578-6255.

Myth: A professional office, impressive website, and polished business cards mean your investment advisor is legally reg...
04/08/2026

Myth: A professional office, impressive website, and polished business cards mean your investment advisor is legally registered to manage your money in Florida.

Fact: The presence of professional-looking offices or materials does not guarantee an advisor is properly registered. Registration is a separate legal requirement under Florida's Securities and Investor Protection Act (Chapter 517) and is overseen by the Florida Office of Financial Regulation (OFR). Proper registration helps ensure advisors meet minimum regulatory standards and remain accountable.

How to verify registration yourself in under an hour:
- Visit adviserinfo.sec.gov and search the Investment Adviser Public Disclosure (IAPD) database
- Check brokercheck.finra.org if your advisor also handles brokerage transactions
- Review disciplinary history, complaint records, and whether their Florida registration is current

These tools are available at no cost. Legitimate advisors welcome verification; if someone gets defensive when you ask about registration or claims they don't need to register, treat that as a warning sign.

Many fraud schemes begin with false claims about exemptions. While narrow exemptions exist under Florida law, they rarely apply to professionals actively working with individual investors.

If you've already lost money to someone who wasn't properly registered, that violation of Florida securities law may give you grounds for recovery. Time matters, evidence disappears and legal deadlines apply.

Call Kaplan Rothstein Prüss Peraza at (888) 578-6255.

Scammers are targeting Russian-speaking New Yorkers through Telegram and WhatsApp with fake crypto investment schemes.Th...
04/01/2026

Scammers are targeting Russian-speaking New Yorkers through Telegram and WhatsApp with fake crypto investment schemes.

They build trust using shared language and cultural connections, then disappear with your money.

Red flags to watch for:

⚠️ Guaranteed returns on crypto investments
⚠️ Pressure to invest quickly
⚠️ Requests to keep the opportunity secret
⚠️ Bonuses for recruiting friends and family

Legitimate investments are registered with the SEC or FINRA. Always verify before you invest.

If you or someone you know lost money to a crypto scam, call Dimond Kaplan & Rothstein at (888) 578-6255.

Your stockbroker has a legal obligation to give you accurate information about your investments. Period. 💰If your broker...
03/31/2026

Your stockbroker has a legal obligation to give you accurate information about your investments. Period. 💰

If your broker misrepresented what you were investing in, left out critical details, or gave you incorrect information that led to losses, you may have a right to recover those losses.

Stockbrokers aren't just salespeople; they're professionals with real responsibilities to their clients.

Have you experienced investment losses due to broker misrepresentation? We're here to help you understand your options. Call us at (888) 578-6255 for a free consultation. We serve clients throughout Miami, Florida and nationwide.

Address

2665 S Bayshore Drive, Ph 2B
Miami, FL
33133

Opening Hours

Monday 9am - 5pm
Tuesday 9am - 5pm
Wednesday 9am - 5pm
Thursday 9am - 5pm
Friday 9am - 5pm

Telephone

+13053741920

Website

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