Altitude Securities Law Office

06/26/2024

🗞 Did you know that FINRA offers a Peer-2-Peer Compliance Library that is a one-stop source for templates, checklists and other materials provided by FINRA-registered firms. 🗞

05/10/2024

Happy Mother’s Day weekend

05/07/2024

Domain Names And Online Presence: The Importance of Securing Domain Names For RIAs.
Although RIA registration may involve numerous steps, securing an effective domain name is also important to establishing a successful RIA business. However, this is a step that many new RIAs may be tempted to rush through without fully understanding the associated regulatory rules, trademark issues, the threat of cybersquatters, and the many other implications inherent in devising a strategy for securing domain names.

05/05/2024

05/02/2024

The FTC announced a rule banning noncompetes.

Today, the Federal Trade Commission issued a final rule to promote competition by banning noncompetes nationwide, protecting the fundamen