Dr. Nick Oberheiden, Attorney-at-Law

04/14/2025

We invite you to read Nick's recently published thoughts in JD Supra, Regulation D An Ultimate Guide to Private Capital Raising

For companies seeking to raise capital without the complexities and costs of a public offering, Regulation D under the Securities Act provides a...

04/07/2025

Read Dr. Oberheiden's recently published post on JD Supra: Section 4(a)(2) Private Placement Ultimate Guide

Section 4(a)(2) private placements can help companies raise capital without an Initial Public Offering (IPO). While exempt from registration, these...

03/31/2025

Oberheiden P.C. shares this recently published post on JD Supra: Recent DOJ Enforcement Actions Signal New Trend Toward Targeting Black Market Prescription Drug Diversion

A couple of recent large-scale enforcement actions suggest that the U.S. Department of Justice (DOJ) may be placing increased emphasis on targeting...

03/24/2025

We invite you to read Nick's recently published thoughts in JD Supra, Targeting MLMs and Other “Money-Making Opportunity Sellers” Remains an FTC Priority in 2025

Targeting multi-level marketers (MLMs) and other “money-making opportunity sellers” has been among the U.S. Federal Trade Commission’s (FTC) top...

03/17/2025

Read Dr. Oberheiden's recently published post on The National Law Review: AML/BSA Audits: Answers to Frequently Asked Questions (FAQs)

Conducting periodic audits is essential for effectively managing anti-money laundering and Bank Secrecy Act (AML/BSA) compliance. Auditing AML/BSA compliance allows financial institutions, including foreign banks, to assess the efficacy of their compliance programs—and to make updates to their com...

03/10/2025

We invite you to read Nick's recently published thoughts in HG. org, 10 Key Components of an Effective AML/BSA Audit https://buff.ly/3D8STSx

03/03/2025

Read Dr. Oberheiden's recently published post on JD Supra: 10 Keys to Conducting an Effective AML/BSA Audit in 2025

Financial institutions need to remain vigilant about managing anti-money laundering and Bank Secrecy Act (AML/BSA) compliance in 2025. As the...

01/16/2025

Oberheiden P.C. shares this recently published post on The National Law Review: Private Placement Lawyer – The Ultimate Guide

Raising capital is an essential step for businesses seeking growth and expansion. While traditional avenues like bank loans and venture capital exist, private placements offer a compelling alternative for companies looking to raise funds from investors without the stringent registration requirements...

01/14/2025

Oberheiden P.C. shares this recently published post on JD Supra: 10 Keys to Selecting the Best Private Placement Attorney

When it comes to raising capital for your business, private placements offer a compelling alternative to traditional methods like bank loans or...

01/02/2025

We invite you to read Nick's recently published thoughts in The National Law Review, Learn How a Tax Debt Lawyer Can Help You Deal with the IRS

No one wants to pull a notice from the Internal Revenue Service (IRS) out of their mailbox. Whatfew people know, though, is that the IRS’s word is not final. You have the right to appeal whatthey have decided about your tax liability, including any penalties that the agency is trying toimpose on y...

12/31/2024

Read Dr. Oberheiden's recently published post on HG. org: IRS-Tax Whistleblower Rewards Attorney

Every individual and business is required to pay taxes in fair share based on income. Yet, tax evasion remains a persistent problem, depriving the government

12/27/2024

Oberheiden P.C. shares this recently published post on JD Supra: IRS Penalty Abatement Strategies

As a U.S. taxpayer, one of the last things that you want to hear is that the Internal Revenue Service (IRS) has disagreed with your tax assessment and...