Rosca Scarlato LLC

10/13/2025

Daryl Heller, Paramount Management Group, and Prestige Investment Group Face Ponzi Scheme Allegations by the SEC; Investor Rights Lawyers Evaluating Potential Compensation Options on Behalf of Prestige Funds Investors

On September 3, 2025, the Securities and Exchange Commission filed a complaint against Heller, Paramount and Prestige Investment Group. The SEC accused the defendants of operating a Poni scheme that defrauded approximately 2,700 investors out of hundreds of millions of dollars through fraudulent ATM investment funds.

What Prestige Funds Investors May Do

According to Rosca Scarlato managing partner and veteran investor attorney, Alan Rosca, investors in Prestige Funds may have options to seek compensation for their investments. Attorney Rosca and his colleagues have obtained and reviewed a significant volume of records related to this matter and are preparing claims for compensation on behalf of Prestige Fund investors. They have decades of combined experience seeking compensation related to investor harm and pursuing claims arising out of alleged violations of securities law, investment fraud, and/or Ponzi schemes.
Investors interested to learn more about their options or assist the Rosca Scarlato attorneys’ investigation, as well as any individuals with knowledge of the facts surrounding the Prestige Funds, may contact attorneys Alan Rosca and his colleagues via email at [email protected], by calling 888-998-0530 (toll free), or by leaving a message through the contact forms on https://investorlawyers.org/prestige-funds-investor-alert/

Visit investorlawyers.org for more information and important disclosures. This post may include attorney advertising.

08/23/2025

3|5|2 Capital ABS Master Fund LP Investor Alert: Rosca Scarlato Investor Lawyers Investigating Potential Compensation Claims on Behalf of 352 Fund Investors

The investor rights attorneys at Rosca Scarlato LLC are investigating federal allegations of breach of fiduciary duty, fraud, misleading statements to investors and deceptive conduct following the recent actions brought against 352 Fund’s former manager Jordan Chirico by the Securities and Exchange Commission and U.S. Attorney’s Office.

Chirico, formerly affiliated with Jefferies Financial Group’s Leucadia Asset Management LLC, stands accused of improperly directing the Fund to invest over $90 million in notes issued by Water Station Management, an alleged Ponzi scheme that raised over $275 million from investors.

Rosca Scarlato partner and investor advocate Alan Rosca and his team have reviewed a significant volume of records related to this matter and are preparing claims for compensation on behalf of investors in 352 Fund. They have decades of combined experience representing investors in cases involving fraud or other financial misconduct and typically work on a contingency fee basis.

352 Fund investors who are concerned about losses as a result of Chirico’s investments in Water Station notes and would like to learn more about their options may contact attorney Alan Rosca at 888-998-0530, via email at [email protected], or leave a message through the contact form on this webpage https://investorlawyers.org/352-capital-abs-master-fund-investor-alert/

All case evaluations are free.

Visit investorlawyers.org for more information and important disclosures. This post may include attorney advertising.

Experienced investor advocates investigate potential compensation claims on behalf of 352 Fund investors. Free case evaluation.

05/22/2025

Attention E Card Investors: E Card Lending LLC and E Card Merchant LLC Under Investigation – Compensation Options May Be Available

Investors in E Card Lending LLC and/or E Card Merchant LLC may have options to seek compensation for their investments, according to investor rights lawyers at Rosca Scarlato LLC, a leading nationwide investor rights law firm that prosecutes cases arising out of alleged violations of securities law, investment fraud, and/or Ponzi schemes.

Federal authorities have charged E Card owner Pablo Silverio Rebollido with orchestrating a $40 million Ponzi scheme, defrauding approximately 70 investors through false claims and misappropriation of funds. Rebollido pleaded guilty to wire fraud, with sentencing set for August 2025.

The investor rights attorneys at Rosca Scarlato LLC are evaluating potential options to seek compensation. If you are an investor in E Card Merchant, LLC and/or E Card Lending, LLC and are concerned about your investments, you may have legal options available. Rosca Scarlato LLC is offering free case evaluations to help you understand your rights and explore potential avenues for recovery.

For more information and important disclosures, visit the E Card Investor Alert page at https://investorlawyers.org/e-card-investor-alert/ .

To request a free consultation, you may schedule an appointment at:
• Phone: 216-946-7070 / 888-998-0530 (toll free)
• Email: Alan Rosca – [email protected]

This post may include attorney advertising.

03/21/2025

Attention LPL Financial Customers: Investor Advocates Evaluating Potential Claims for Compensation Arising out LPL's Management of Its Customers’ Cash in Certain Money Market Funds

Investor rights attorneys Alan Rosca and Paul Scarlato at Rosca Scarlato are pursuing claims for compensation on behalf of certain LPL investors whose cash was automatically invested in certain money market funds that charge significantly higher fees compared to other similar funds.

If you are concerned about potential misrepresentations surrounding the placement of your cash in high-expense money market funds by LPL, you may contact attorneys Alan Rosca or Paul Scarlato to learn more about your rights and for an evaluation of your potential claims, and/or provide useful information.

Contingent representation. Free case evaluation.

To reach attorney Alan Rosca or his colleagues, call 888-998-0530, email [email protected], or leave a message by using a contact form on this webpage: https://investorlawyers.org/lpl-money-market-funds-investor-alert/

This post may include attorney advertising.

Attention LPL brokerage account holders: contact investor lawyers for a free evaluation of your potential claims for compensation today.

03/03/2025

Attention RBC Brokerage Account Holders: Investor Advocates Evaluating Potential Claims for Compensation for RBC Customers

Investor rights attorney Alan Rosca and his team of investor advocates are pursuing claims for compensation on behalf of certain RBC customers who are concerned about potential losses or missed profits in their brokerage accounts.

RBC brokerage account holders may contact attorney Rosca to learn more about their rights and for an evaluation of potential claims, and/or provide useful information.

Contingent representation. Free case evaluation.

To reach attorney Alan Rosca or his colleagues, call 888-998-0530, email [email protected], or leave a message by using a contact form on this webpage: https://investorlawyers.org/rbc-customer-alert/

This post may contain attorney advertising.

Attention RBC customers: contact investor lawyers for a free evaluation of your potential options and claims for compensation today.

02/25/2025

Rosca Scarlato Investor Rights Attorneys Are Preparing to Pursue Claims for Compensation on Behalf of Broadstreet Global Fund Investors

The Rosca Scarlato investor lawyers continue to investigate the BSG alleged scheme. Some Broadstreet investors may be entitled to file claims for compensation, stated investor rights attorney Alan Rosca, an investor advocate who represented thousands of investors in cases involving investment fraud, Ponzi schemes, and other financial misconduct. Concerned BSG investors may request a free consultation with attorney Rosca and his team at 888-998-0530 or [email protected] (Alan Rosca).

Visit https://investorlawyers.org/broad-street-global-fund-investor-alert/ for latest updates on SEC's lawsuit against Broadstreet and important disclosures.

Broadstreet Global Fund investors may have claims for potential compensation. Free case evaluation. Contingency Fee Representation

02/03/2025

Attention Broadstreet Global Fund Investors: Contact Investor Lawyers for a Free Evaluation of Your Potential Compensation Claims

Broad Street Global Fund, its principals and related entities have been accused by the Securities and Exchange Commission of operating a massive, multi-year investment fraud. The Rosca Scarlato LLC investor rights lawyers led by Alan Rosca, an investor advocate who often represents victims of investment-related misconduct, has launched an investigation and is currently evaluating claims for compensation on behalf of BSG Fund investors.

If you are concerned about the securities fraud allegations involving BSG Fund, you may contact attorney Alan Rosca to discuss your options and/or provide useful information about this matter.

Contingent representation. Free case evaluation.

To reach attorney Alan Rosca or his colleagues, call 888-998-0530, email [email protected], or leave a message by using a contact form on this webpage https://investorlawyers.org/broad-street-global-fund-investor-alert/

This post may include attorney advertising. Important disclosures: investorlawyers.org.

Broad Street Global Fund investors may have claims for potential compensation. Free case evaluation. Contingency Fee Representation

09/16/2024

FA Magazine's recent article sheds light on the growing concerns surrounding low cash sweep rates offered by major financial institutions. Rosca Scarlato LLC investor advocate Alan Rosca was quoted arguing that such practices were "improper and not in those customers' best interest."

The Rosca Scarlato attorneys, along with co-counsel, are actively representing investors in cash sweep cases against Ameriprise, Charles Schwab, JP Morgan, LPL, Raymond James, UBS and Wells Fargo, and are preparing to file additional class action claims for compensation against other stock brokerage firms that used their customers’ cash to generate profits for themselves and/or their affiliates.

For questions or updates on the cash sweep cases attorney Rosca and his colleagues may be reached at [email protected] or 888-998-0530 (toll free).

Read full FA Magazine article here: https://www.fa-mag.com/news/four-more-banks-accused-of-unfair-cash-sweeps-practices-79471.html . Includes attorney advertising.

Raymond James, JPMorgan, Schwab and UBS have been added to the list of companies sued over cash sweep accounts.

08/06/2024

Exciting News! Rosca Scarlato LLC is excited to announce the opening of our new office located in Washington D.C. at 20 F Street, 7th Floor, Washington, D.C. 20001 (by appointment only). Call 888-998-0530 or email [email protected] today to schedule a meeting and discuss your case, in our nation’s capital.

02/02/2024

Veradigm (NASDAQ: MDRX) Shareholder Alert: Potential Investor

Claims for Compensation or Redress and/or Corporate Reform
The investor rights attorneys at Rosca Scarlato LLC law firm are investigating conduct related to Veradigm and its senior leadership’s alleged misrepresentations regarding the efficiency of internal control over financial reporting, resulting in misstatements of revenue, amongst others.

Concerned MDRX stock investors who have acquired their shares before February 2021 and are interested to learn more about their options and/or file claims for compensation or other redress should consider contacting an investor lawyer promptly. Claims that are not timely pursued may expire or otherwise be lost, generally speaking.

To find more information about the Veradigm Class Action investigation and important disclosures investors may visit https://investorlawyers.org/investigation/veradigm-class-action-investigation/ . Attorney Advertising.

888-998-0530 (toll free) | [email protected]

Experienced investor lawyers investigate potential compensation claims on behalf of Veradigm shareholders. Free case evaluation.

01/15/2024

Fisker (NYSE: FSR) Shareholder Alert: Potential Investor Claims for Compensation or Redress and/or Corporate Reform

The investor rights attorneys at Rosca Scarlato LLC law firm are investigating conduct related to Fisker and its senior leadership’s alleged misrepresentations regarding the efficiency of internal control over financial reporting and limited ability to deliver its production, among others.

Concerned FSR stock investors who have acquired their shares before August 2023 and are interested to learn more about their options and/or file claims for compensation or other redress should consider contacting an investor lawyer promptly. Claims that are not timely pursued may expire or otherwise be lost, generally speaking.

To find more information about the Fisker Class Action investigation and important disclosures investors may visit https://investorlawyers.org/fisker-class-action-investigation/ . Attorney Advertising.

888-998-0530 (toll free) | [email protected]

Experienced investor lawyers investigate potential compensation claims on behalf of Fisker shareholders. Free case evaluation.

01/15/2024

Seagate (NASDAQ: STX) Shareholder Alert: Potential Investor Claims for Compensation or Redress and/or Corporate Reform

The investor rights attorneys at Rosca Scarlato LLC law firm are investigating conduct related to Seagate’s alleged misrepresentations regarding its sales of hard drives to Huawei, amongst others.

Concerned STX stock investors who have acquired their shares before September 2020 and are interested to learn more about their options and/or file claims for compensation or other redress should consider contacting an investor lawyer promptly. Claims that are not timely pursued may expire or otherwise be lost, generally speaking.

To find more information about the Seagate Class Action investigation and important disclosures investors may visit https://investorlawyers.org/seagate-class-action-investigation/ Attorney Advertising.

888-998-0530 (toll free) | [email protected]

Experienced investor lawyers investigate potential compensation claims on behalf of Seagate shareholders. Free case evaluation.