31/08/2026
Did You Know?
Did you know that under the UAE's Federal Decree-Law No. 33 of 2025 Regarding the Regulation of Capital Markets, a broad range of financial activities cannot be carried out without approval from the Securities and Commodities Authority (SCA)?
The law covers activities such as brokerage, investment fund management, financial advisory, custody services, virtual asset-related services, crowdfunding platforms, underwriting, and more. Entities engaging in these activities must obtain the appropriate license or approval from the Authority.
What protections does the law provide?
Client funds and securities must be segregated from a licensed firm's own assets.
Client assets remain protected and do not form part of the licensed entity's assets in the event of bankruptcy or liquidation.
The Authority has extensive enforcement powers, including imposing fines, suspending activities, revoking licenses, and taking action against unlicensed operators.
Why does this matter?
Federal Decree-Law No. 33 of 2025 strengthens investor protection, enhances confidence in the UAE's capital markets, and reinforces the country's commitment to a transparent and well-regulated financial ecosystem.